The Corporate Counsel will be working with all the teams in the Company to provide assistance in implementing the Company’s Compliance Management System.
Assisting the Chief Compliance Officer, Director of Regulatory Affairs, and the Compliance Team in implementing the Company’s Compliance Management System
Providing guidance on compliance questions to business units
Applying compliance knowledge to the Company’s business processes to ensure processes are compliant
Serving as a subject matter expert for the Training Team to assist in rolling out compliance trainings
Drafting memos relating to regulatory compliance, product offerings, company changes that impact the Compliance Management System
Analyzing data to ensure the Company’s Compliance Management System is working properly
Assisting in drafting responses to internal audits and other due diligence reports
Assisting in addressing potential weaknesses with the Company’s Compliance Management System
Must Have Qualifications:
Nice to Have Qualifications:
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