The Compliance Specialist I will be a member of the Compliance team, responsible for following defined procedures to complete daily reviews of due diligence testing findings. This will involve working with our Secondary and Risk teams to understand what findings are being presented by due diligence firms and then obtaining documentation or any other missing information to help remediate these findings. Due to the nature of due diligence reviews, there is sometimes slower periods. During these times, this team member will help answer questions that come to the Compliance Helpbox as well as assist with control testing. 

The Legal Executive Assistant will provide general administrative support to our Chief Legal Officer and other leadership in Legal.  They will be responsible for data entry, scheduling, coordinating meetings, and conferences as needed, obtaining office supplies, running errands when necessary, coordinating direct mailings, and any other special projects as needed.

The Senior Vendor Coordinator is responsible for helping to identify and evaluate potential vendors, cultivating vendor relationships, and assessing vendor related risks.

The Legal Assistant will provide general administrative support for the Legal, Compliance and Vendor Relations teams. This may include typing, filing, scheduling, travel booking, coordination of meetings and conferences, obtaining supplies, coordinating direct mailing, and working on special projects.