The Compliance Specialist I will be a member of the Compliance team, responsible for following defined procedures to complete daily reviews of due diligence testing findings. This will involve working with our Secondary and Risk teams to understand what findings are being presented by due diligence firms and then obtaining documentation or any other missing information to help remediate these findings. Due to the nature of due diligence reviews, there is sometimes slower periods. During these times, this team member will help answer questions that come to the Compliance Helpbox as well as assist with control testing.
The Compliance Specialist will be responsible for assisting with and dispositioning requests of loans, specifically the Withdrawal requests and Reinstatement requests. The Compliance Specialist will also be responsible for assisting with various daily and weekly reports, such as the Incomplete files report. The Compliance Specialist will be primarily focus on reviewing and dispositioning loans in accordance with established policies and procedures. This team member will be responsible for effectively communicating any potential concerns to leadership and follow up as necessary to ensure these are addressed promptly. Attention to detail, and an understanding of the loan process are necessary for success in this position.
United Wholesale Mortgage
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